Introducing your clients to Carey Pensions.
As a regulated SIPP and corporate pensions provider under the Financial Conduct Authority (FCA) and The Pensions Regulator (TPR) respectively, we need to know our Introducers and how they operate in order to issue terms of business.
To introduce SIPP business, you must be FCA regulated and advise on both the pension and underlying investment. It is expected that the underlying investment is itself FCA regulated.
To introduce corporate Workplace Pension and Auto-enrolment business, the same principles apply, although advice from your business to another business is not, in itself, FCA regulated business.
To apply for Terms of Business with us click here
and select the Terms of Business for Corporate or non-Corporate.
Regulated business requires our compliance team to approve all introducers, so complete the Introducer Profile
and send to us.